Adapting to the regulatory reality - part 2

David Maida | financialalert | 03 May 2012

In this second part of our two-art feature on adapting to the new reality, we look at what to tell clients about investing, how pedantic advisers need to be with record keeping, and what the Financial Markets Authority is doing to educate consumers.

Case study 1 - Mike Shaw, Wealth Building Strategies

Mike Shaw, director of Wealth Building Strategies in Hawkes Bay, said he doesn't have much time for anything other than work these days!  He questions whethe...