Day 1 of AML compliance for advisers
David Maida | financialalert | 01 July 2013
Advisers have just leapt another compliance hurdle. From today, advisers
must comply with the
Anti-Money Laundering and
Countering Financing of Terrorism Act of 2009 which took effect
yesterday, Sunday 30 June. financialalert spoke to the regulators and
advisers to clarify who must comply, and what that really entails.
Financial Markets Authority (FMA) has been talking about the new measures over the past few years and has already visited over 100 reporting entities to ...
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