In May 2023, ASIC published a report of its review of compliance with the design and distribution obligations by issuers of investment products (i.e. interests in managed investment schemes, shares issued by an investment company, preference shares and debentures). This report summarises the key observations on how issuers of investment products are meeting these obligations and highlights areas for improvement.

To complete the CE quiz, you must have read ASIC’s report in full in the pop up window that appears if you click the following link.